Active
DEMPSEY LORD SMITH, LLC
Investment Advice|ROME, GA
TransparentReliable DataUniform StandardsStrategic Decision MakingTransactional EfficiencyTransparentReliable DataUniform StandardsStrategic Decision MakingTransactional EfficiencyTransparentReliable DataUniform StandardsStrategic Decision MakingTransactional Efficiency
Assets Under Management
$580.5M
Total AUM
| Category | Value |
|---|---|
| Discretionary | 580.5M |
Adviser Information
| Field | Value |
|---|---|
| CRD Number | 141238 |
| SEC Number | 801-108087 |
| Street Address | 901 N BROAD STREET |
| Street Address 2 | SUITE 400 |
| Location | ROME, GA 30161 |
| Country | United States |
| Phone | 706.238.9575 |
| Fax | 706.238.9578 |
| Total Employees | 92 |
| Business Types | broker_dealer, insurance_broker |
Client Count by Type (2,731 Total)
| Category | Value |
|---|---|
| Individuals (other than H… | 2,416 |
| High Net Worth Individual… | 306 |
| Pension/Profit Sharing Pl… | 9 |
Community Partners
CITY OF CAVE SPRING
CITY OF ROME
COUNTY OF FLOYD
CITY OF CAVE SPRING
CITY OF ROME
COUNTY OF FLOYD
CITY OF CAVE SPRING
CITY OF ROME
COUNTY OF FLOYD
Municipal Government
3 Active
3
Organizations
CAVE SPRING CITY HOUSING AUTHORITY
FLOYD COUNTY HOSPITAL AUTHORITY
GORDON COUNTY FLOYD COUNTY JOINT DEVELOPMENT AUTHORITY
NORTHWEST GA HOUSING AUTHR
NORTHWEST GEORGIA HOUSING AUTHORITY
NORTHWEST GEORGIA REGIONAL COMMISSION
CAVE SPRING CITY HOUSING AUTHORITY
FLOYD COUNTY HOSPITAL AUTHORITY
GORDON COUNTY FLOYD COUNTY JOINT DEVELOPMENT AUTHORITY
NORTHWEST GA HOUSING AUTHR
NORTHWEST GEORGIA HOUSING AUTHORITY
NORTHWEST GEORGIA REGIONAL COMMISSION
CAVE SPRING CITY HOUSING AUTHORITY
FLOYD COUNTY HOSPITAL AUTHORITY
GORDON COUNTY FLOYD COUNTY JOINT DEVELOPMENT AUTHORITY
NORTHWEST GA HOUSING AUTHR
NORTHWEST GEORGIA HOUSING AUTHORITY
NORTHWEST GEORGIA REGIONAL COMMISSION
Special District
6 Active
6
Organizations
FLOYD CO SCHOOL DISTRICT
ROME FLOYD COUNTY DEVELOPMENT AUTHORITY
ROME INDEPENDENT SCHOOL DISTRICT
FLOYD CO SCHOOL DISTRICT
ROME FLOYD COUNTY DEVELOPMENT AUTHORITY
ROME INDEPENDENT SCHOOL DISTRICT
FLOYD CO SCHOOL DISTRICT
ROME FLOYD COUNTY DEVELOPMENT AUTHORITY
ROME INDEPENDENT SCHOOL DISTRICT
School District
3 Active
3
Organizations
100 BLACK MEN OF ROME-NORTHWEST GEORGIA INC
25FORTY MINISTRIES INC
301 A COMMUNITY OUTREACH INC
519 COOSA VALLEY CHAPTER OF TROUT UNLIMITED
A BLISTER FOR MY SISTER
AEM LOVE INC
AFRICAN AMERICAN CONNECTION OF THE PERFORMING ARTS INC
AGAPE FOUNDATION INC
AGLOW INTERNATIONAL
AHS COMPETITION CHEER BOOSTERS
AIDS RESOURCE COUNCIL INC
ALCO-NON INC
A LIBERATED MIND ALLIANCE ALMA INC
ALPHA DELTA KAPPA SORORITY INC
ALTON HOLMAN HERITAGE ARTS
AMATEUR ATHLETIC UNION OF THE UNITED STATES
AMATEUR ATHLETIC UNIONS OF THE US INC
AMERICAN ASSOCIATION OF UNIVERSITY WOMEN
AMERICAN LEGION
AMERICAN LEGION
100 BLACK MEN OF ROME-NORTHWEST GEORGIA INC
25FORTY MINISTRIES INC
301 A COMMUNITY OUTREACH INC
519 COOSA VALLEY CHAPTER OF TROUT UNLIMITED
A BLISTER FOR MY SISTER
AEM LOVE INC
AFRICAN AMERICAN CONNECTION OF THE PERFORMING ARTS INC
AGAPE FOUNDATION INC
AGLOW INTERNATIONAL
AHS COMPETITION CHEER BOOSTERS
AIDS RESOURCE COUNCIL INC
ALCO-NON INC
A LIBERATED MIND ALLIANCE ALMA INC
ALPHA DELTA KAPPA SORORITY INC
ALTON HOLMAN HERITAGE ARTS
AMATEUR ATHLETIC UNION OF THE UNITED STATES
AMATEUR ATHLETIC UNIONS OF THE US INC
AMERICAN ASSOCIATION OF UNIVERSITY WOMEN
AMERICAN LEGION
AMERICAN LEGION
100 BLACK MEN OF ROME-NORTHWEST GEORGIA INC
25FORTY MINISTRIES INC
301 A COMMUNITY OUTREACH INC
519 COOSA VALLEY CHAPTER OF TROUT UNLIMITED
A BLISTER FOR MY SISTER
AEM LOVE INC
AFRICAN AMERICAN CONNECTION OF THE PERFORMING ARTS INC
AGAPE FOUNDATION INC
AGLOW INTERNATIONAL
AHS COMPETITION CHEER BOOSTERS
AIDS RESOURCE COUNCIL INC
ALCO-NON INC
A LIBERATED MIND ALLIANCE ALMA INC
ALPHA DELTA KAPPA SORORITY INC
ALTON HOLMAN HERITAGE ARTS
AMATEUR ATHLETIC UNION OF THE UNITED STATES
AMATEUR ATHLETIC UNIONS OF THE US INC
AMERICAN ASSOCIATION OF UNIVERSITY WOMEN
AMERICAN LEGION
AMERICAN LEGION
Nonprofit Organization
458 Active
458
Organizations
Community Partners62 organizations
CITY OF ROME
Municipal Government·ROME
CAVE SPRING CITY HOUSING AUTHORITY
Special District·CAVE SPRINGS
GORDON COUNTY FLOYD COUNTY JOINT DEVELOPMENT AUTHORITY
Special District·ROME
NORTHWEST GA HOUSING AUTHR
Special District·ROME
NORTHWEST GEORGIA REGIONAL COMMISSION
Special District·ROME
100 BLACK MEN OF ROME-NORTHWEST GEORGIA INC
Nonprofit Organization·Rome
25FORTY MINISTRIES INC
Nonprofit Organization·Rome
301 A COMMUNITY OUTREACH INC
Nonprofit Organization·Rome
519 COOSA VALLEY CHAPTER OF TROUT UNLIMITED
Nonprofit Organization·ROME
A BLISTER FOR MY SISTER
Nonprofit Organization·ROME
AEM LOVE INC
Nonprofit Organization·ROME
AFRICAN AMERICAN CONNECTION OF THE PERFORMING ARTS INC
Nonprofit Organization·Cave Spring
AGAPE FOUNDATION INC
Nonprofit Organization·ROME
AGLOW INTERNATIONAL
Nonprofit Organization·Rome
AHS COMPETITION CHEER BOOSTERS
Nonprofit Organization·ROME
AIDS RESOURCE COUNCIL INC
Nonprofit Organization·Rome
ALCO-NON INC
Nonprofit Organization·Rome
A LIBERATED MIND ALLIANCE ALMA INC
Nonprofit Organization·Rome
ALPHA DELTA KAPPA SORORITY INC
Nonprofit Organization·Rome
ALTON HOLMAN HERITAGE ARTS
Nonprofit Organization·Cave Spring
AMATEUR ATHLETIC UNION OF THE UNITED STATES
Nonprofit Organization·ROME
AMATEUR ATHLETIC UNIONS OF THE US INC
Nonprofit Organization·Rome
AMERICAN ASSOCIATION OF UNIVERSITY WOMEN
Nonprofit Organization·Rome
AMERICAN LEGION
Nonprofit Organization·Rome
AMERICAN LEGION
Nonprofit Organization·Rome
AMERICAN LEGION AUXILIARY
Nonprofit Organization·Rome
AMERICAN LEGION AUXILIARY
Nonprofit Organization·Rome
AMERICAN POSTAL WORKERS UNION
Nonprofit Organization·Rome
ANCIENT & ACCEPTED SCOTTISH RITE OF FREE MASONRY
Nonprofit Organization·rome
A NIGHT TO REMEMBER FOUNDATION INC
Nonprofit Organization·Rome
ANIMAL RESCUE FOUNDATION OF ROME-FLOYD COUNTY INC
Nonprofit Organization·Rome
ANNIE POWELLS RAE OF HOPE NONPROFIT ORGANIZATION
Nonprofit Organization·Rome
APPALACHIAN HOUSING & REDEVELOPMENT CORP
Nonprofit Organization·ROME
Appalchain Housing & Redevelopment Corporation
Nonprofit Organization·Rome
ARMUCHEE AMVETS POST #2011 INC
Nonprofit Organization·ROME
ARMUCHEE CROSS COUNTRY BOOSTERS INC
Nonprofit Organization·Rome
ARMUCHEE GLENWOOD EDUCATION FOUNDATION INC
Nonprofit Organization·ROME
ARMUCHEE HIGH SCHOOL BAND BOOSTERS INC
Nonprofit Organization·ROME
ARMUCHEE HIGH SCHOOL WRESTLING BOOSTER CLUB INC
Nonprofit Organization·ROME
ARMUCHEE PRIMARY SCHOOL PTO INC
Nonprofit Organization·ROME
A TEENS CHOICE INC
Nonprofit Organization·ROME
AWAKEN MINISTRIES
Nonprofit Organization·ROME
BACKCOUNTRY FOR CHRIST INTERNATIONAL INC
Nonprofit Organization·Rome
BAKERSCI ACADEMY INC
Nonprofit Organization·Rome
BATTLEFIELD MINISTRIES INC
Nonprofit Organization·ROME
BEE CITY USA - ROME GA
Nonprofit Organization·Rome
BEKAERT EMPLOYEES CHARITY FUND
Nonprofit Organization·Rome
BELIEVERS FELLOWSHIP
Nonprofit Organization·rome
BETTYE REED SCHOLARSHIP FOUNDATION INC
Nonprofit Organization·ROME
BETWEEN THE RIVERS FARMERS MARKET INC
Nonprofit Organization·ROME
BIG HEARTS LITTLE HANDS INC
Nonprofit Organization·ROME
BLOODLINE BELIEVERS INC
Nonprofit Organization·ROME
BLUE RIDGE AREA HEALTH EDUCATION CENTER, INC.
Nonprofit Organization·ROME
BLUE UPON THE HORIZONS INC
Nonprofit Organization·ROME
BOYS & GIRLS CLUBS, NORTHWEST GEORGIA, INC.
Nonprofit Organization·ROME